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Raymond Craig Brubaker

Investment Adviser Representative at VIEW CAPITAL RIA, LP

Dallas, TXCRD #2578337Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raymond Craig Brubaker has worked in the securities industry since 2001. They are registered to provide investment advisory services in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
LouisianaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/9/1998
Series 65
Uniform Investment Adviser Law Examination
Passed 1/13/1995
SIE
Securities Industry Essentials Examination
Passed 6/7/2018
Series 7
General Securities Representative Examination
Passed 11/27/1998
Series 2
Non-Member General Securities Examination
Passed 12/30/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.38%
Next $4,000,0001.20%
Next $5,000,0001.03%
Over $10,000,0000.90%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

VIEW Capital RIA, LP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VIEW CAPITAL RIA, LPCurrent
8/24/2011Dallas, TX
BLUFFVIEW RIA, LP
2/7/20066/5/2009Dallas, TX
BLUFFVIEW RIA, LP
2/8/200512/31/2005Dallas, TX
DEUTSCHE BANK SECURITIES INC.
1/13/20015/13/2004Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VIEW CAPITAL RIA, LP

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View VIEW CAPITAL RIA, LP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Craig Brubaker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Raymond Craig Brubaker - Financial Advisor in Dallas, TX | AdvisorFinder