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Kenneth David Wright

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Kingsport, TNCRD #1889354Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
FloridaGeorgiaKentuckyNebraskaNorth CarolinaOhioSouth CarolinaSouth DakotaTennesseeTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/16/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 1/8/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/15/1988
Series 24
General Securities Principal Examination
Passed 5/21/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
5/17/2016Kingsport, TN
LPL FINANCIAL LLC
10/11/20119/30/2015Kingsport, TN
UVEST FINANCIAL SERVICES GROUP, INC.
2/7/200110/11/2011Kingsport, TN
PFIC SECURITIES CORPORATION
4/23/19981/26/2001Franklin, TN
INVEST FINANCIAL CORPORATION
3/4/19984/13/1998Appleton, WI
SIERRA INVESTMENT SERVICES CORPORATION
9/2/199712/31/1997Seattle, WA
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
8/28/19902/18/1997Northridge, CA
FUNDTRUST INVESTMENT COMPANY SERVICES, INC.
9/26/19903/5/1992
BARNETT BROKERAGE SERVICE, INC.
6/29/19908/15/1990Jacksonville, FL
EMPIRE NATIONAL SECURITIES, INCORPORATED
12/20/19885/7/1990
FIRST MONTAUK SECURITIES CORP.
10/19/19886/28/1989Red Bank, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth David Wright has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kenneth David Wright - Financial Advisor in Kingsport, TN | AdvisorFinder