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Kenneth George Seropian Jr

Investment Adviser Representative at MARINER INSTITUTIONAL, LLC

Rockland, MACRD #2981821Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenneth George Seropian Jr has worked in the securities industry since 2006. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Massachusetts.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/10/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/1998
Series 7
General Securities Representative Examination
Passed 4/17/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/11/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mariner Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARINER INSTITUTIONAL, LLCCurrent
3/26/2026Rockland, MA
FIRST NATIONAL ADVISORS LLC
11/17/20101/13/2026Rockland, MA
USI ADVISORS
1/5/201012/1/2010Woburn, MA
SENTINEL PENSION ADVISORS INC
4/12/200610/30/2009Reading, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth George Seropian Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Kenneth George Seropian Jr - Financial Advisor in Rockland, MA | AdvisorFinder