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Lala Balaoghlanova

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Tysons, VACRD #5910955Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
39 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 39 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaKentuckyMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandTennesseeTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/29/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/5/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/6/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
8/29/2018Tysons, VA
HSBC SECURITIES (USA) INC.Current
1/29/2017Gaithersburg, MD
HSBC SECURITIES (USA) INC.
11/6/20159/22/2016Washington, DC
J.P. MORGAN SECURITIES LLC
10/1/20127/23/2013Santa Monica, CA
CHASE INVESTMENT SERVICES CORP.
5/11/201110/1/2012Santa Monica, CA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lala Balaoghlanova has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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