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Matthew Millard Clingerman

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

New York, NYCRD #2010543Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
2 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/3/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/13/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/9/1990
Series 24
General Securities Principal Examination
Passed 1/2/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
6/6/2016New York, NY
ESSEX NATIONAL SECURITIES, INC.
11/11/19961/4/2005Napa, CA
MONY SECURITIES CORP.
1/10/199011/19/1996New York, NY

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Millard Clingerman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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