Laura Marie Gillen
Investment Adviser Representative at Avantax Planning Partners, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Laura Marie Gillen is an investment adviser representative with Avantax Planning Partners, Inc. in Loveland, CO, where they have been registered since 2021. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Northwestern Mutual Investment Services,llc and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Colorado, Iowa, and South Dakota.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado, Iowa, South Dakota
- Broker:
14 states and territories
Arizona, California, Colorado, Illinois, Iowa, Kentucky, Minnesota, Montana, Nebraska, New Jersey, New York, North Dakota, South Dakota, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesApr 2015 – May 2018St Louis, MO
- Northwestern Mutual Investment Services, LLCMay 2020 – Jun 2021Denver, CO
- Hands on LabMay 2018 – Dec 2018Englewood, CO
- Red Sky ConsultingJan 2019 – Dec 2019Denver, CO
- Ruffalo Noel LevitzDec 2019 – Jun 2020Cedar Rapids, IA
- Northwestern Mutual Life Insurance CompanyAug 2020 – Jun 2021Milwaukee, WI
- Northwestern Mutual Wealth Management CompanyNov 2020 – Jun 2021Milwaukee, WI
- Northwestern Mutual Investment Services LLCApr 2021 – Jun 2021Rapid City, SD
- Avantax Planning Partners, Inc.Jun 2021 – Sep 2026El Segundo, CA
- Avantax Investment Services, Inc.Jun 2021 – Sep 2025Dallas, TX
- Avantax Insurance Agency and/or Avantax Insurance ServicesJun 2021 – Sep 2025Dubuque, IA
- Cetera Wealth Services, LLCSep 2025 – no end date reportedRapid City, SD
- FOUR Tracks Draft House, LLCJan 2026 – no end date reportedRapid City, SD
- Cetera Planning PartnersSep 2026 – no end date reportedEl Segundo, CA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Avantax Planning Partners, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 to $1,000,0001.25%
- $1,000,001 to $2,000,0001.00%
- $2,000,001 to $5,000,0000.75%
- Over $5,000,0000.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Turnkey tax-focused financial planning and wealth management, including salaried Financial Planning Consultants, best-in-class financial plan development, client development support, firm relationship management, and assistance with paperwork, compliance, and marketing.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 258
- Offices listed on AdvisorFinder:
- 31
- Main office:
- Dubuque, IA
- SEC file number:
- 801-50939
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 18, 2026
View full firm profileOther advisors at Avantax Planning Partners, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laura Marie Gillen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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