Luis Currais Lopez
Investment Adviser Representative at FSAM LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Luis Currais Lopez is an investment adviser representative with FSAM LLC in Guaynabo, PR, where they have been registered since 2022. They have worked in the securities industry since 1978 and have been registered with 3 firms, including Herbert J. SIMS Capital Management, Inc. and Santander Securities. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Puerto Rico.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Puerto Rico
- Broker:
5 states and territories
California, Florida, New York, Puerto Rico, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Herbert J. SIMS & Co. IncMar 2016 – Nov 2022San Juan, PR
- FIRST SOUTHERN, LLC and FSAM LLCNov 2022 – no end date reportedGuaynabo, PR
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About FSAM LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Up to $499,9991.50%
- $500,000 - $999,9991.35%
- $1,000,000 - $1,999,9991.10%
- Above $2,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment banking and brokerage services including personalized individual client investment solutions, fixed income portfolio construction for advisors, institutional fixed income sales and trading (investment grade and high yield municipal bonds), and investment banking including underwriting primary bond offerings for municipal credits and structured distressed transactions for public and private sector clients.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Alpharetta, GA
- SEC file number:
- 801-122054
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 3, 2026
View full firm profileOther advisors at FSAM LLC
Showing 12 of 15 in the directory
Similar advisors in Guaynabo, PR
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luis Currais Lopez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched