FSAM LLC
SEC RegisteredAbout the firm
First Southern, LLC is a boutique financial services company that provides a broad spectrum of investment banking and brokerage services to individuals and institutional clients throughout the United States and Puerto Rico. The firm cultivates long-term relationships to help clients achieve their financial objectives and needs.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment banking and brokerage services including personalized individual client investment solutions, fixed income portfolio construction for advisors, institutional fixed income sales and trading (investment grade and high yield municipal bonds), and investment banking including underwriting primary bond offerings for municipal credits and structured distressed transactions for public and private sector clients.
Who they serve
Individual investors, investment advisors, institutional clients, and investment banking clients throughout the United States and Puerto Rico.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 94 | $31M |
| High Net Worth Individuals | 18 | $11M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
Leadership
Office locations
Advisors at this firm
15 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $499,999 | 1.50% |
| $500,000 - $999,999 | 1.35% |
| $1,000,000 - $1,999,999 | 1.10% |
| Above $2,000,000 | 1.00% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FSAM LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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