William Heath Hawk
Investment Adviser Representative at FSAM LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
William Heath Hawk is an investment adviser representative with FSAM LLC in Alpharetta, GA, where they have been registered since 2017. They have worked in the securities industry since 1994 and were previously registered with Phorcys Capital Partners, LLC. They have passed 13 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Georgia and Puerto Rico.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia, Puerto Rico
- Broker:
9 states and territories
Alabama, California, Florida, Georgia, Missouri, New Jersey, New York, Puerto Rico, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Phorcys Capital Partners, LLCMar 2009 – no end date reportedAlpharetta, GA
- First Southern Securities, LLC.Mar 2010 – Oct 2020Alpharetta, GA
- First Southern, LLC.Feb 2016 – no end date reportedHumacao, PR
- First Southern Asset Management, LLCMar 2017 – no end date reportedAlpharetta, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About FSAM LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Up to $499,9991.50%
- $500,000 - $999,9991.35%
- $1,000,000 - $1,999,9991.10%
- Above $2,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment banking and brokerage services including personalized individual client investment solutions, fixed income portfolio construction for advisors, institutional fixed income sales and trading (investment grade and high yield municipal bonds), and investment banking including underwriting primary bond offerings for municipal credits and structured distressed transactions for public and private sector clients.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Alpharetta, GA
- SEC file number:
- 801-122054
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 3, 2026
View full firm profileOther advisors at FSAM LLC
Showing 12 of 15 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Heath Hawk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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