Luke Anthony Singleton
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Luke Anthony Singleton is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Mandeville, LA, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Cetera Investment Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Louisiana and Texas.
Office
Advisors at this office: 27
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana, Texas
- Broker:
6 states and territories
Arkansas, Florida, Louisiana, Mississippi, Oklahoma, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cetera Investment Services LLCMar 2024 – Jun 2025Saint Cloud, MN
- Hancock Whitney BANKMar 2024 – Jun 2025Mandeville, LA
- At&tJun 2022 – Dec 2023Covington, LA
- University of New Orleans - Business Career Coaching CenterJan 2021 – Dec 2022New Orleans, LA
- Smoothie KingJun 2020 – Jan 2021Covington, LA
- UnemployedJan 2024 – Mar 2024Covington, LA
- Fontainebleau High SchoolAug 2016 – May 2020Mandeville, LA
- University of New OrleansAug 2020 – Dec 2023New Orleans, LA
- New Orleans Center for Creative ArtsAug 2018 – May 2020New Orleans, LA
- University of New OrleansJan 2024 – Dec 2024New Orleans, LA
- Sam's ClubJan 2022 – May 2022Covington, LA
- Target CorporationJun 2021 – Aug 2021Covington, LA
- Copeland's of New OrleansJan 2021 – Feb 2021Covington, LA
- Fleur de Lis Event CenterDec 2018 – Dec 2018Mandeville, LA
- Country Inn & Suites by RadissonJun 2019 – Jun 2019Covington, LA
- The Chimes-CovingtonMay 2022 – May 2022Covinton, LA
- Dreamseeker ProductionsOct 2021 – Dec 2021Mandeville, LA
- Cetera Investment Advisers LLCJul 2024 – Jun 2025Mandeville, LA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2025 – no end date reportedMandeville, LA
- Bank of America, N.A.Jul 2025 – no end date reportedMandeville, LA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 12 of 25,472 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luke Anthony Singleton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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