Mark Edward Cotter
Investment Adviser Representative at Simplyria Advisor Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Edward Cotter is an investment adviser representative with Simplyria Advisor Network in Sherwood Forest, CA, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Global Asset Management Group and Financial Leadership Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- USPSApr 2017 – Feb 2020Los Angeles, CA
- IPS Global Security ServicesFeb 2020 – Sep 2024Agura Hills, CA
- Imagine Financial GroupNov 2023 – no end date reportedLas Vegas, NV
- Imagine AdvisorsOct 2025 – no end date reportedLas Vegas, NV
- Caitlin John, LLCOct 2025 – no end date reportedBrighton, MI
- Capital Management Consultants, LLCJan 2001 – Apr 2017Sherwood Forest, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Simplyria Advisor Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset management, strategic tax planning, wealth transfer strategies, proprietary retirement income planning (NRI Max®), 1031 Exchanges, DSTs and QOZs, 401(k) management, annuities (hybrid and traditional), life insurance strategies, business strategies, and individual and family strategies.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Brighton, MI
- SEC file number:
- 801-110731
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Simplyria Advisor Network
Showing 12 of 24 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Edward Cotter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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