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Scott Jay Karl

Investment Adviser Representative at SIMPLYRIA ADVISOR NETWORK

Fresno, CACRD #2868011Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Jay Karl has worked in the securities industry since 1997. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/24/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 6/12/1997
SIE
Securities Industry Essentials Examination
Passed 5/31/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/12/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Simplyria Advisor Network Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SIMPLYRIA ADVISOR NETWORKCurrent
12/20/2022Fresno, CA
GUARDIAN POINTE PRIVATE WEALTH MANAGEMENT, LLC
8/2/201712/20/2022Fresno, CA
INTERACTIVE FINANCIAL ADVISORS
3/27/20176/1/2017Oakbrook, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Jay Karl has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Jay Karl - Financial Advisor in Fresno, CA | AdvisorFinder