Mark Peter Gatti
Investment Adviser Representative at Novem Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Peter Gatti is an investment adviser representative with Novem Group in Topsfield, MA, where they have been registered since 2020. They have worked in the securities industry since 1982 and were previously registered with American Portfolios Advisors, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida, Maine, Massachusetts, New Hampshire, and South Carolina.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Maine, Massachusetts, New Hampshire, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Essex Agricultural & T. INST.Sep 1978 – no end date reportedDanvers, MA
- MARK Gatti & Associates (SELF Employed)Jan 1986 – no end date reportedPeadbody, MA
- H.d. VEST Investment Securities, Inc.Nov 1996 – no end date reportedIrving, TX
- American Portfolios Financial Services, Inc.Jan 2002 – Oct 2024Topsfield, MA
- American Portfolios Advisors, Inc.Dec 2003 – May 2021Holbrook, NY
- Novem GroupNov 2020 – no end date reportedRochester, NY
- Osaic Wealth, Inc.Oct 2024 – Dec 2024Topsfield, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Novem Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Up to $250,0002.50%
- $250,001 - $500,0002.25%
- $500,001 - $1,000,0002.00%
- $1,000,001 - $5,000,0001.75%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management services for individuals including retirement planning and financial portfolio building; group retirement plan design, implementation, and servicing for companies including plan design, investment due diligence, fiduciary governance, and retirement readiness; as well as life insurance, health insurance, long-term disability insurance, and long-term care insurance.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 32
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Rochester, NY
- Founded:
- 1994
- SEC file number:
- 801-72741
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Novem Group
Showing 12 of 32 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Peter Gatti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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