NOVEM GROUP
SEC RegisteredClient focused. Results Driven. Plan Your Future.
About the firm
Individuals and businesses alike trust Novem Group to provide sound investment and financial advice. The firm has the flexibility and expertise to design comprehensive solutions for a variety of circumstances, and consistently invests in people, technology, and processes to retain its position at the leading edge of the investment industry.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Wealth management services for individuals including retirement planning and financial portfolio building; group retirement plan design, implementation, and servicing for companies including plan design, investment due diligence, fiduciary governance, and retirement readiness; as well as life insurance, health insurance, long-term disability insurance, and long-term care insurance.
Who they serve
Individuals and businesses, including employees seeking retirement planning and companies seeking group retirement plans.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 3,253 | $826M |
| High Net Worth Individuals | 260 | $547M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 137 | $344M |
| State/Municipal Entities | 2 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
4 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
32 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $250,000 | 2.50% |
| $250,001 - $500,000 | 2.25% |
| $500,001 - $1,000,000 | 2.00% |
| $1,000,001 - $5,000,000 | 1.75% |
| Over $5,000,000 | 1.50% |
Data as of February 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NOVEM GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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