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RJ

Ronald Jack Taylor Jr

Investment Adviser Representative at NOVEM GROUP

Denver, COCRD #2904604Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
43 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 43 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasLouisianaMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasVermontVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 12/16/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/3/1999
Series 24
General Securities Principal Examination
Passed 3/6/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
10/11/2024Denver, CO
OSAIC WEALTH, INC.Current
10/11/2024Jacksonville, FL
NOVEM GROUPCurrent
4/26/2022Denver, CO
AMERICAN PORTFOLIOS ADVISORS, INC
9/29/201710/11/2024Holbrook, NY
LINCOLN FINANCIAL ADVISORS CORPORATION
7/11/201111/9/2015Denver, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
9/15/20093/21/2011St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES
12/3/200410/10/2009St. Petersburg, FL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Jack Taylor Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Ronald Jack Taylor Jr - Financial Advisor in Denver, CO | AdvisorFinder