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MA

Matthew Alan Lesnikowski

Investment Adviser Representative at Saxony Capital Management, LLC

Minnetrista, MNCRD #1530281Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Alan Lesnikowski is an investment adviser representative with Saxony Capital Management, LLC in Minnetrista, MN, where they have been registered since 2025. They have worked in the securities industry since 1989 and have been registered with 4 firms, including Morgan Stanley Investment Management Inc. and Pioneer Institutional Asset Management, Inc. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Minnesota
Broker:
2 states and territories

California, Minnesota

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/1/2004
Series 65
Uniform Investment Adviser Law Examination
Passed 2/13/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 9/8/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/5/1990
Series 7
General Securities Representative Examination
Passed 5/25/1989
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 1/22/1997

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Saxony Capital Management, LLCCurrent
1/3/2025 – Minnetrista, MN
Patrick Capital Markets, LLCCurrent
10/11/2021 – Minnetrista, MN
Saxony Capital Management, LLC
1/7/2022 – 12/31/2024Minnetrista, MN
Morgan Stanley Investment Management Inc.
10/21/2014 – 9/7/2021Eden Prairie, MN
Pioneer Institutional Asset Management, Inc.
4/20/2006 – 10/9/2014Boston, MA
Pioneer Investment Management, Inc.
11/4/2004 – 4/20/2006Boston, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley Distribution, Inc.
    Sep 2014 – Jul 2021Minnetonka, MN
  2. Morgan Stanley Investment Management Inc.
    Sep 2014 – Jul 2021Minnetonka, MN
  3. Patrick Capital Markets
    Oct 2021 – no end date reportedSt. Louis, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Saxony Capital Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
14
Main office:
Saint Louis, MO
SEC file number:
801-68385

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Alan Lesnikowski has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew Alan Lesnikowski (Saxony Capital Management)