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Matthew George Obrien

Investment Adviser Representative at EXODUS WEALTH, LLC

Rocky Hill, CTCRD #836764Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
49 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
CaliforniaColoradoConnecticutFloridaMassachusettsMinnesotaNew HampshireVermontWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/11/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 10/21/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/16/1977
Series 24
General Securities Principal Examination
Passed 11/29/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.00%
$500,001 to $750,0001.50%
$750,001 to $1,000,0001.35%
$1,000,000+1.20%
Source

Exodus Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EXODUS WEALTH, LLCCurrent
1/6/2020Rocky Hill, CT
PROSPERITY WEALTH MANAGEMENT, INC.
6/6/201712/31/2019Rocky Hill, CT
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
1/30/20155/26/2017Birmingham, AL
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
11/7/20111/30/2015Rocky Hill, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
3/28/200512/21/2011Rocky Hill, CT
CAMBRIDGE INVESTMENT RESERARCH, INC.
5/14/20043/28/2005Rocky Hill, CT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew George Obrien has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Matthew George Obrien - Financial Advisor in Rocky Hill, CT | AdvisorFinder