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MJ

Matthew J Nielsen

Investment Adviser Representative at EMERSON EQUITY LLC

New York, NYCRD #2762423Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
11 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew J. Nielsen has worked in the securities industry since 1996. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaConnecticutFloridaIndianaMassachusettsNevadaNew JerseyNew YorkPennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/23/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/28/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/26/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
3/31/2025New York, NY
KINGSWOOD WEALTH ADVISORS, LLC
1/3/20223/25/2025New York, NY
BENCHMARK ADVISORY SERVICES, LLC
5/21/20201/3/2022New York, NY
STONECREST ADVISORS, INC.
6/19/20155/28/2020Ridgewood, NJ
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
7/1/20113/17/2015Ridgewood, NJ
PROSPERA FINANCIAL SERVICES, INC.
1/3/20117/5/2011Ridgewood, NJ
PROSPERA FINANCIAL SERVICES, INC.
5/25/201012/31/2010Ridgewood, NJ
GENWORTH FINANCIAL ADVISERS CORPORATION
7/27/20065/28/2010Ridgewood, NJ
NEW CENTURY FINANCIAL GROUP, LLC
7/23/20024/5/2004Princeton, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew J Nielsen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.