AdFi
RF

Roberto Francisco Santos

Investment Adviser Representative at ARROWROOT FAMILY OFFICE, LLC

MARINA DEL REY, CACRD #4801410Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/8/2013
Series 14
Compliance Officer Examination
Passed 7/6/2022
Series 24
General Securities Principal Examination
Passed 7/6/2022
Series 7TO
General Securities Representative Examination
Passed 7/6/2022
Series 79TO
Investment Banking Registered Representative Examination
Passed 7/6/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 79
Investment Banking Registered Representative Examination
Passed 6/11/2015
Series 7
General Securities Representative Examination
Passed 6/17/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $10M1.00%
$10M to $30M0.90%
Above $30M0.75%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARROWROOT FAMILY Office, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SALEM PARTNERS LLC
8/4/20118/12/2013LOS ANGELES, CA
ARROWROOT PARTNERS, LLC
8/21/20158/10/2020Santa Monica, CA
J.P. MORGAN SECURITIES LLC
6/18/20047/29/2011LOS ANGELES, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roberto Francisco Santos has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roberto Francisco Santos - Financial Advisor in MARINA DEL REY, CA | AdvisorFinder