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Matthew Lawrence Darpel

Investment Adviser Representative at Independent Advisor Alliance, LLC

Crestview Hills, KYCRD #4458588Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Lawrence Darpel is an investment adviser representative with Independent Advisor Alliance, LLC in Crestview Hills, KY, where they have been registered since 2018. They have worked in the securities industry since 2002 and have been registered with 6 firms, including LPL Financial LLC and Independent Financial Partners. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky, Ohio, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky, Ohio, Texas
Broker:
12 states and territories

Alabama, Arkansas, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Ohio, Pennsylvania, Tennessee, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/28/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/25/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Independent Advisor Alliance, LLCCurrent
12/10/2018 – Crestview Hills, KY
LPL Financial LLC
11/4/2025 – 7/13/2026Crestview Hills, KY
Independent Financial Partners
10/11/2018 – 12/7/2018Crestview Hills, KY
Independent Financial Partners
11/4/2013 – 10/10/2018Crestview Hills, KY
Cetera Advisors LLC
1/27/2005 – 10/31/2013Crestview Hills, KY
Pan-american Investment Advisers, Inc.
5/18/2004 – 1/31/2005Ft. Mitchelle, KY
Creative Financial Designs, Inc.
9/30/2002 – 11/19/2003Florence, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Matthew L. Darpel P.s.c.
    Jun 2000 – Aug 2026Florence, KY
  2. LPL Financial, LLC
    Oct 2013 – Aug 2026Crestview Hills, KY
  3. Independent Financial Partners
    Oct 2013 – Dec 2018Crestview Hills, KY
  4. Independent Advisor Alliance, LLC
    Dec 2018 – Aug 2026Crestview Hills, KY
  5. Robert W. Baird & Co. Incorporated
    Aug 2026 – no end date reportedFort Wright, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Independent Advisor Alliance, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
303
Offices listed on AdvisorFinder:
115
Main office:
Charlotte, NC
Founded:
1993
SEC file number:
801-78808

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Lawrence Darpel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew Lawrence Darpel (Independent Advisor Alliance)