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Matthew Lawrence Darpel

Investment Adviser Representative at INDEPENDENT ADVISOR ALLIANCE, LLC

Crestview Hills, KYCRD #4458588Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
12 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
AlabamaArkansasFloridaGeorgiaIdahoIllinoisIndianaKentuckyOhioPennsylvaniaTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/28/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/25/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Independent Advisor Alliance, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT ADVISOR ALLIANCE, LLCCurrent
12/10/2018Crestview Hills, KY
LPL FINANCIAL LLC
11/4/20257/13/2026Crestview Hills, KY
INDEPENDENT FINANCIAL PARTNERS
10/11/201812/7/2018Crestview Hills, KY
INDEPENDENT FINANCIAL PARTNERS
11/4/201310/10/2018Crestview Hills, KY
CETERA ADVISORS LLC
1/27/200510/31/2013Crestview Hills, KY
PAN-AMERICAN INVESTMENT ADVISERS, INC.
5/18/20041/31/2005Ft. Mitchelle, KY
CREATIVE FINANCIAL DESIGNS, INC.
9/30/200211/19/2003Florence, KY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Lawrence Darpel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Lawrence Darpel - Financial Advisor in Crestview Hills, KY | AdvisorFinder