Michael Caputo

Investment Adviser Representative at SUMMIT FINANCIAL, LLC

WHITE PLAINS, NYCRD #1375074Investment Adviser Rep

Disclosure(s) on record — verify on FINRA BrokerCheck

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

41 yrs

States Registered

12 states

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 12 states

ArkansasCaliforniaConnecticutDelawareFloridaMassachusettsNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaSouth Dakota

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SUMMIT Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Caputo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.