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Michelle Lynn Bauer

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Neenah, WICRD #4394539Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
12 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIllinoisMichiganNew MexicoOregonPennsylvaniaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/16/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 12/1/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/26/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
9/2/2010Neenah, WI
PACKERLAND BROKERAGE SERVICES, INC.
5/7/20099/2/2010Neenah, WI
NEXT FINANCIAL GROUP, INC.
9/18/20066/1/2009Neenah, WI
INVESTORS CAPITAL ADVISORY
5/5/20069/19/2006Neenah, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michelle Lynn Bauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michelle Lynn Bauer - Financial Advisor in Neenah, WI | AdvisorFinder