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RJ

Richard James Grygier

Investment Adviser Representative at USA FINANCIAL SECURITIES LLC

Dallas, TXCRD #2257030Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
5 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard James Grygier has worked in the securities industry since 1992. They are registered to provide investment advisory services in Colorado, Louisiana, North Carolina, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
ColoradoLouisianaNorth CarolinaPennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/21/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/20/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/16/1992
Series 24
General Securities Principal Examination
Passed 12/11/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

USA Financial Securities LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

USA FINANCIAL SECURITIES LLCCurrent
6/16/2016Dallas, TX
USA FINANCIAL SECURITIES LLCCurrent
6/16/2016Dallas, TX
SIGNAL SECURITIES, INC.
4/20/20106/16/2016Dallas, TX
LPL FINANCIAL CORPORATION
11/8/19947/19/2010Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard James Grygier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard James Grygier - Financial Advisor in Dallas, TX | AdvisorFinder