Richard James Grygier
Investment Adviser Representative at USA Financial Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard James Grygier is an investment adviser representative with USA Financial Securities LLC in Dallas, TX, where they have been registered since 2016. They have worked in the securities industry since 1992 and have been registered with 3 firms, including Signal Securities, Inc. and LPL Financial Corporation. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Louisiana, Pennsylvania, and Texas.
Registrations & licenses
- Investment adviser:
- Louisiana, Pennsylvania, Texas
- Broker:
5 states and territories
Colorado, North Carolina, Oklahoma, Pennsylvania, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- USA Financial SecuritiesJun 2016 – no end date reportedAda, MI
- Grygier Wealth ManagementJun 2016 – no end date reportedDallas, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About USA Financial Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
USA Financial offers coaching and consulting, incorporated compliance, transition assistance, marketing support, attentive operations, mergers/acquisition/succession, investments and asset management (including a TAMP introduced in 2016), financial planning, insurance and annuities, and integrated technology.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 131
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Ada, MI
- Founded:
- 1988
- SEC file number:
- 801-68276
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
View full firm profileOther advisors at USA Financial Securities LLC
Showing 12 of 131 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard James Grygier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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