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Morgan Darby Hill

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Knoxville, TNCRD #4428819Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
18 states
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 18 states
AlabamaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIowaMarylandMichiganNew JerseyNew YorkNorth CarolinaOhioSouth CarolinaTennesseeWashingtonWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/8/2014
Series 65
Uniform Investment Adviser Law Examination
Passed 9/14/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 11/18/2015
Series 62
Corporate Securities Limited Representative Examination
Passed 7/1/2015
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/8/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH ADVISORS, LLCCurrent
3/31/2023Knoxville, TN
ARETE WEALTH MANAGEMENT, LLCCurrent
4/14/2022Chattanooga, TN
CENTER STREET ADVISORS, INC.
10/7/201611/16/2023Woodstock, GA
BROOKSTONE CAPITAL MANAGEMENT LLC
11/13/200910/22/2019Knoxville, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Morgan Darby Hill has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Morgan Darby Hill - Financial Advisor in Knoxville, TN | AdvisorFinder