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Timothy Mark Harrison

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

The Woodlands, TXCRD #1929852Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
20 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Timothy Mark Harrison has worked in the securities industry since 1994. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
AlabamaArkansasCaliforniaColoradoFloridaIllinoisKansasLouisianaMarylandMississippiMissouriMontanaNew YorkNorth CarolinaOklahomaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/14/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 6/24/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/19/2005
Series 7
General Securities Representative Examination
Passed 6/16/1994
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 5/22/1998
Series 24
General Securities Principal Examination
Passed 6/2/1997
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 6/25/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
1/12/2018The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, INC.
10/5/20091/17/2018The Woodlands, TX
AMERIPRISE ADVISOR SERVICES, INC.
7/13/199410/5/2009Houston, TX
RSM MCGLADREY, INC.
10/2/20027/10/2003Houston, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Mark Harrison has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Timothy Mark Harrison - Financial Advisor in The Woodlands, TX | AdvisorFinder