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Oscar R Flores

Investment Adviser Representative at MONEX ASSET MANAGEMENT, INC.

San Antonio, TXCRD #861991Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Oscar R. Flores has worked in the securities industry since 1979. They are registered to provide investment advisory services in California, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaTexasWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/4/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 2/8/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/20/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
From $0 to $100,0001.75%
From $101,001 to $250,0001.65%
From $250,001 to $500,0001.50%
From $500,001 to $1,000,0001.25%
From $1,000,001 and up1.05%
Account minimum: $300,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Monex Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MONEX ASSET MANAGEMENT, INC.Current
4/10/2019San Antonio, TX
MONEX ASSET MANAGEMENT, INC.
4/7/201512/31/2015San Antonio, TX
SOUTHWEST SECURITIES, INC.
1/13/20125/1/2015San Antonio, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/25/20071/17/2012San Antonio, TX
CITIGROUP GLOBAL MARKETS INC.
6/1/19986/14/2007San Antonio, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oscar R Flores has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Oscar R Flores - Financial Advisor in San Antonio, TX | AdvisorFinder