AdFi
PM

Patrick Mauriello

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Florham Park, NJCRD #2192337Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
21 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaMarylandMassachusettsNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/23/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 4/3/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/20/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
10/9/2009Florham Park, NJ
RBC CAPITAL MARKETS, LLCCurrent
10/9/2009Springfield, NJ
J. B. HANAUER & CO.
6/16/200310/9/2009Parsippany, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Mauriello has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick Mauriello - Financial Advisor in Florham Park, NJ | AdvisorFinder