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Paul Clayton Conner

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Vestavia Hills, ALCRD #1061074Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Alabama
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/2/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 6/21/2004
Series 7
General Securities Representative Examination
Passed 8/4/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/10/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH ADVISORS, LLCCurrent
6/20/2023Vestavia Hills, AL
CENTER STREET ADVISORS, INC.
3/12/20206/16/2023Vestavia Hills, AL
WFG ADVISORS, LP
2/18/201011/5/2010Clanton, TX
FIRST LEGACY SECURITIES, LLC
11/6/20082/18/2010Clanton, AL
SUNSET FINANCIAL SERVICES, INC.
10/6/20069/26/2008Clanton, AL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Clayton Conner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paul Clayton Conner - Financial Advisor in Vestavia Hills, AL | AdvisorFinder