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Stanley Jay Goldring

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Melville, NYCRD #224415Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
2 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/12/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 4/24/1991
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 40
Registered Principal Examination
Passed 5/8/1975
Series 7TO
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
PC
AMEX Put and Call Exam
Passed 8/31/1977
Series 1
Registered Representative Examination
Passed 1/3/1972

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
7/21/2022Melville, NY
LADENBURG, THALMANN & CO., INC.
6/2/198312/20/1996NEW YORK, NY
LADENBURG THALMANN & CO. INC.
5/2/200812/31/2020New York, NY
ADVEST, INC.
3/11/19746/23/1983
NATIONAL SECURITIES CORPORATION
1/8/20217/21/2022MELVILLE, NY
SARTORIUS & CO.
1/5/19726/4/1974
PUNK, ZIEGEL & COMPANY, L.P.
1/27/19995/13/2008NEW YORK, NY
JWGENESIS SECURITIES, INC.
1/10/199712/31/1998BOCA RATON, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stanley Jay Goldring has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stanley Jay Goldring - Financial Advisor in Melville, NY | AdvisorFinder