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Philip Thomas Springirth

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

New Castle, PACRD #4906604Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/25/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/3/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/6/2006
Series 24
General Securities Principal Examination
Passed 4/27/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
2/5/2019New Castle, PA
LPL FINANCIAL LLC
12/2/20162/11/2019Butler, PA
CETERA ADVISOR NETWORKS LLC
9/3/20139/26/2016Grove City, PA
WALNUT STREET SECURITIES, INC.
9/24/20109/3/2013Grove City, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Thomas Springirth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Philip Thomas Springirth - Financial Advisor in New Castle, PA | AdvisorFinder