AdFi
ST

Samuel Troy Grezaffi

Investment Adviser Representative at REGAL INVESTMENT ADVISORS LLC

Livonia, LACRD #2220555Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaLouisiana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/22/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 3/1/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/6/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/16/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Regal Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGAL INVESTMENT ADVISORS LLCCurrent
3/4/2021Livonia, LA
PARK AVENUE SECURITIES LLC
1/31/20057/21/2016Livonia, LA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at REGAL INVESTMENT ADVISORS LLC

Showing 12 of 123 in the directory

View REGAL INVESTMENT ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Troy Grezaffi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Samuel Troy Grezaffi - Financial Advisor in Livonia, LA | AdvisorFinder