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RJ

Richard John Hageman

Investment Adviser Representative at AVANTAX PLANNING PARTNERS, INC.

Neenah, WICRD #2184995Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
IllinoisIowaMichiganMinnesotaMissouriWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/17/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/28/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/6/1997
Series 3
National Commodity Futures Examination
Passed 10/1/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $1,000,0001.25%
$1,000,001 to $2,000,0001.00%
$2,000,001 to $5,000,0000.75%
Over $5,000,0000.60%
Source

Avantax Planning Partners, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AVANTAX PLANNING PARTNERS, INC.Current
4/15/1999Neenah, WI
AVANTAX INVESTMENT SERVICES, INC.
9/30/20209/5/2025Neenah, WI
PROEQUITIES, INC.
4/9/19999/30/2020Neenah, WI
W. S. GRIFFITH & CO., INC.
11/7/19974/14/1999Hartford, CT
CORPORATE NETWORK BROKERAGE SERVICES, INC.
12/15/199312/21/1994Overland Park, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard John Hageman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard John Hageman - Financial Advisor in Neenah, WI | AdvisorFinder