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Richard Paul Boccaccio Jr

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Lyme, CTCRD #1330933Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
6 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ConnecticutFloridaMassachusettsNew YorkRhode IslandTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/3/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 10/22/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/20/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
1/24/2012Lyme, CT
PARK AVENUE SECURITIES LLC
1/2/20011/26/2012Glastonbury, CT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Paul Boccaccio Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Paul Boccaccio Jr - Financial Advisor in Lyme, CT | AdvisorFinder