Robert Emmett Burns
Investment Adviser Representative at Alden Capital
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert Emmett Burns is an investment adviser representative in Memphis, TN, currently registered with Alden Capital, Equalize Capital LLC, and Alden Investment Group. They have worked in the securities industry since 2009 and have been registered with 12 firms, including Silver OAK Securities, Incorporated and MIAC Capital Markets LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Puerto Rico and Tennessee.
Registrations & licenses
- Investment adviser:
- Puerto Rico, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fifth Third SecuritiesOct 2015 – Mar 2017Nashville, TN
- Stephens Inc.Mar 2017 – Jan 2019Memphis, TN
- MIAC Capital Markets, LLCFeb 2019 – Dec 2021New York, NY
- Mortgage Industry Advisors CorporationFeb 2019 – Aug 2022New York, NY
- Silver Oak SecuritiesMar 2024 – Sep 2024Jackson, TN
- Not EmployedAug 2022 – Mar 2024Memphis, TN
- J. Alden Associates, inc.Sep 2024 – no end date reportedWayne, PA
- Alden Investment GroupJan 2025 – no end date reportedWayne, PA
- Alden Capital ManagmentJan 2025 – no end date reportedWayne, PA
- Equalize CapitalJan 2025 – no end date reportedSan Juan, PR
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Alden Capital
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Asset management, research and investment banking for institutions, retirement plans and private placements, equity, fixed income, and options trading, insurance and benefits solutions, as well as additional RIA and broker-dealer services
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 20
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Wayne, PA
- Founded:
- 1995
- SEC file number:
- 801-116941
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 2, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Emmett Burns has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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