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Robert Schofield Whitehead

Investment Adviser Representative at HEADINVEST

Portland, MECRD #824633Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maine
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/2/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1988
Series 5
Interest Rate Options Examination
Passed 10/19/1981
PC
AMEX Put and Call Exam
Passed 9/8/1977
Series 7
General Securities Representative Examination
Passed 7/17/1976
Series 24
General Securities Principal Examination
Passed 10/15/1981
Series 4
Registered Options Principal Examination
Passed 8/21/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Headinvest Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HEADINVESTCurrent
6/8/2006Portland, ME
HEAD AND ASSOCIATES, INC
11/8/20026/19/2006Portland, ME

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HEADINVEST

6 other advisors in the directory

View HEADINVEST firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Schofield Whitehead has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Schofield Whitehead - Financial Advisor in Portland, ME | AdvisorFinder