AdFi
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Stephen Kenneth Reeves

Investment Adviser Representative at HEADINVEST

Portland, MECRD #4711206Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maine
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/24/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 6/17/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/1/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/16/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Headinvest Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HEADINVESTCurrent
9/25/2025Portland, ME
VALIC FINANCIAL ADVISORS, INC.
6/6/20164/6/2017Brentwood, TN
MML INVESTORS SERVICES, LLC
1/29/20164/5/2016Brentwood, TN
SUNTRUST INVESTMENT SERVICES, INC.
11/13/201411/9/2015Nashville, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/27/201210/28/2014Nashville, TN
MORGAN STANLEY SMITH BARNEY LLC
8/10/20119/5/2012Portland, ME

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HEADINVEST

6 other advisors in the directory

View HEADINVEST firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Kenneth Reeves has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Kenneth Reeves - Financial Advisor in Portland, ME | AdvisorFinder