AdFi
H

HEADINVEST

SEC Registered

Focus, Discipline & Trust.

PORTLAND, MEhttps://headinvest.com207-773-5333
Assets Under Management
$500M–$1B
Employees
13
Office Locations
1 office
Total Accounts
1107

About the firm

HeadInvest is an independent registered investment advisory firm based in Portland, Maine. For more than 30 years, they have been helping individuals, families, and institutions build, manage, and preserve their financial resources. As a fiduciary advisor, they provide highly customized service and solutions delivered by experienced financial professionals.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingState/Municipal

Areas of expertise

Wealth ManagementFinancial PlanningInvestment ManagementInstitutional Equity ResearchFiduciary AdvisoryIndependent RIA

Services

Comprehensive wealth management solutions including financial planning, investment management, and institutional equity research, delivered through a highly personalized approach across every stage of clients' financial lives.

Who they serve

Multi-generational families and individuals, and institutions.

Client segmentClientsAssets managed
Individuals (Non-HNW)101$55M
High Net Worth Individuals322$755M
State/Municipal Entities21

0 total clients reported on Form ADV.

Leadership

Carl Givens Gercke
MANAGING DIRECTOR
Carl Givens Gercke
MANAGING DIRECTOR
C-Dsk Llc
OWNER AND MEMBER LLC
Stephen Daniel Poulos
MEMBER
Kenneth Andrew Blaschke
MEMBER
Donna Dubois Mcconnell
MEMBER
Robert Schofield Whitehead
MEMBER
Stephen Kenneth Reeves
CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
ME
PORTLANDHQ

Advisors at this firm

7 advisors in the directory

Regulatory & compliance

CRD number
#140518
SEC Number
801-66773
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Minimum: $1,000,000 (waivable)

Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HEADINVEST has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

HEADINVEST in PORTLAND, ME | AdvisorFinder