Roberto Fortuna
Investment Adviser Representative at CORE Planning
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Roberto Fortuna is an investment adviser representative with CORE Planning in Ponte Vedra, FL, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Imagine Financial Security LLC. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida and New York.
Registrations & licenses
- Investment adviser:
- Florida, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsOct 2022 – Dec 2022Jacksonville, FL
- CITY OF White Plains FIRE DepartmentFeb 2003 – Feb 2023White Plains, NY
- TOWN OF NEW CastleMar 2017 – May 2018Chappaqua, NY
- Independent ContractorJan 2021 – Aug 2022Valhalla, NY
- Independent ContractorAug 2022 – Oct 2022Ponte Vedra, FL
- Money Mentor 101 LLCDec 2018 – Dec 2020Valhalla, NY
- Nationwide Investment Services CorporationOct 2023 – Jan 2024Columbus, OH
- Pearson VUEJan 2023 – Sep 2023Jacksonville, FL
- Imagine Financial Security LLCMar 2025 – Dec 2025Chattanooga, TN
- Independent ContractorApr 2024 – Feb 2025Ponte Vedra, FL
- Core PlanningJan 2026 – no end date reportedOfallon, MO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CORE Planning
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 63
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Ofallon, MO
- SEC file number:
- 801-131950
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 15, 2026
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Showing 12 of 63 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roberto Fortuna has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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