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Rodrigo Diaz

Investment Adviser Representative at HBKS WEALTH ADVISORS

Warrendale, PACRD #2387578Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaArkansasColoradoDelawareFloridaMinnesotaNebraskaNew YorkOhioPennsylvaniaTennessee
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/22/2021
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/1995
Series 7
General Securities Representative Examination
Passed 2/23/2021
Series 7
General Securities Representative Examination
Passed 10/4/1993
Series 24
General Securities Principal Examination
Passed 11/29/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

HBKS Wealth Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HBKS WEALTH ADVISORSCurrent
10/15/2019Warrendale, PA
MCKINLEY CARTER WEALTH SERVICES, INC.
1/10/201310/16/2019Wexford, PA
UBS FINANCIAL SERVICES INC.
9/8/20111/14/2013Canonsburg, PA
JANNEY MONTGOMERY SCOTT LLC
6/25/20059/7/2011Pittsburgh, PA
PARKER/HUNTER INCORPORATED
2/8/20056/25/2005Pittsburgh, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rodrigo Diaz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Rodrigo Diaz - Financial Advisor in Warrendale, PA | AdvisorFinder