AdFi
RM

Russell Marc Fiske

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

Ridgewood, NJCRD #1923202Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
11 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaConnecticutDistrict of ColumbiaFloridaMarylandNevadaNew JerseyNew YorkPennsylvaniaVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/20/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 4/3/1989
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/18/1989
Series 4
Registered Options Principal Examination
Passed 3/25/2010
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/13/2002
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/29/2002
Series 24
General Securities Principal Examination
Passed 4/29/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
7/15/2026Ridgewood, NJ
B. RILEY WEALTH ADVISORS, INC.
6/2/20206/29/2026Ridgewood, NJ
MAXIM FINANCIAL ADVISORS LLC
10/16/20176/2/2020New York, NY
JOSEPH GUNNAR & CO., LLC
3/28/20168/10/2016New York, NY
JOSEPH GUNNAR & CO., LLC
3/13/20096/19/2015New York, NY
OPPENHEIMER & CO. INC.
4/4/20073/17/2009New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Russell Marc Fiske has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Russell Marc Fiske - Financial Advisor in Ridgewood, NJ | AdvisorFinder