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Ryan David Finch

Investment Adviser Representative at EMERSON EQUITY LLC

Greenwood Village, COCRD #6379871Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
24 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
ArizonaArkansasCaliforniaColoradoFloridaGeorgiaHawaiiLouisianaMarylandMissouriMontanaNebraskaNevadaNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonTennesseeTexasVirginiaWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/15/2018
Series 65
Uniform Investment Adviser Law Examination
Passed 9/16/2014
Series 7
General Securities Representative Examination
Passed 4/4/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 9/1/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
5/4/2020Greenwood Village, CO
COLORADO FINANCIAL SERVICE CORPORATION
2/12/20184/22/2020Greenwood Village, CO
COBIZ WEALTH
9/16/20143/10/2017Denver, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan David Finch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ryan David Finch - Financial Advisor in Greenwood Village, CO | AdvisorFinder