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Peter T Po

Investment Adviser Representative at EMERSON EQUITY LLC

Cupertino, CACRD #3106974Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
5 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter T. Po has worked in the securities industry since 1999. They are registered to provide investment advisory services in California, Nevada, New Mexico, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
CaliforniaNevadaNew MexicoTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/7/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 10/7/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/16/1998
Series 7
General Securities Representative Examination
Passed 9/16/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
5/14/2024Cupertino, CA
NI ADVISORS
8/21/20155/16/2024Cupertino, CA
VOYA FINANCIAL ADVISORS, INC.
10/15/20078/12/2015Cupertino, CA
METLIFE SECURITIES INC.
9/16/200410/1/2007Foster City, CA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
3/23/20018/1/2002Cupertino, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter T Po has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter T Po - Financial Advisor in Cupertino, CA | AdvisorFinder