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Sandra Centa

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

Westlake, OHCRD #1144074Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
53 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 53 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirgin IslandsVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/14/2020
Series 79
Investment Banking Registered Representative Examination
Passed 5/5/2020
SIE
Securities Industry Essentials Examination
Passed 11/12/2015
Series 7
General Securities Representative Examination
Passed 7/30/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
10/25/2022Westlake, OH
HSBC SECURITIES (USA) INC.Current
10/25/2022Westlake, OH
TRUIST SECURITIES, INC.
7/1/202011/12/2020Atlanta, GA
BB&T SECURITIES, LLC
7/15/20197/1/2020Richmond, VA
STROM FINANCIAL PARTNERS, INC.
9/1/201411/12/2015New York, NY
FIFTH THIRD SECURITIES, INC.
1/26/201011/15/2012Cleveland, OH
KEYBANC CAPITAL MARKETS INC.
8/3/20012/20/2008Cleveland, OH

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sandra Centa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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