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Timothy Robert Sutton

Investment Adviser Representative at BAKER TILLY WEALTH MANAGEMENT, LLC

Indianapolis, INCRD #2881011Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/18/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 6/19/1997
Series 50
Municipal Advisor Representative Qualification Exam
Passed 2/5/2016
SIE
Securities Industry Essentials Examination
Passed 5/12/2015
Series 7
General Securities Representative Examination
Passed 6/9/1997
Series 54
Municipal Advisor Principal Qualification Examination
Passed 9/22/2022
Series 4
Registered Options Principal Examination
Passed 6/12/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Baker Tilly Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BAKER TILLY WEALTH MANAGEMENT, LLCCurrent
12/23/2020Indianapolis, IN
BAKER TILLY INVESTMENT SERVICES
3/18/201912/26/2020Indianapolis, IN
UMBAUGH CASH ADVISORY SERVICES, LLC
3/23/20173/29/2019Indianapolis, IN
CITY SECURITIES CORPORATION
11/9/20115/12/2015Indianapolis, IN
RAYMOND JAMES & ASSOCIATES, INC.
10/19/201012/2/2011Indianapolis, IN
CITY SECURITIES CORPORATION
10/16/20089/20/2010Indianapolis, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy Robert Sutton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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