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Scott Lawrence Cantor

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Melville, NYCRD #2881471Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
9 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaCaliforniaFloridaMassachusettsMinnesotaMissouriNew JerseyNew YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/17/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 12/8/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/10/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
7/20/2022Melville, NY
SCHONFELD SECURITIES, LLC
5/14/19976/10/2002JERICHO, NY
SOVEREIGN GLOBAL ADVISORS LLC
5/13/201411/30/2016DENVER, CO
WUNDERLICH SECURITIES, INC.
3/1/200710/13/2009MELVILLE, NY
NATIONAL SECURITIES CORPORATION
11/18/20167/21/2022MELVILLE, NY
CAPITAL SECURITIES OF AMERICA, INC.
11/11/20053/1/2007MELVILLE, NY
SAXONY SECURITIES, INC.
10/12/200912/3/2013ST. LOUIS, MO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Lawrence Cantor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Lawrence Cantor - Financial Advisor in Melville, NY | AdvisorFinder