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Shawn Patrick Kenney

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Chapin, SCCRD #1580177Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
6 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
FloridaGeorgiaNorth CarolinaOhioSouth CarolinaTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/12/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/1/1991
Series 7
General Securities Representative Examination
Passed 8/15/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
7/26/2022Chapin, SC
B. RILEY WEALTH MANAGEMENTCurrent
7/11/2016Chapin, SC
B RILEY WEALTH MANAGEMENT
8/4/201612/31/2022Columbia, SC
WUNDERLICH SECURITIES, INC.
7/11/20168/3/2016Columbia, SC
STEPHENS
4/16/20096/16/2016Columbia, SC
WACHOVIA SECURITIES, LLC
9/26/20004/17/2009Columbia, SC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shawn Patrick Kenney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Shawn Patrick Kenney - Financial Advisor in Chapin, SC | AdvisorFinder