AdFi
MT

Marc Thomas Deangelo

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

Guilford, CTCRD #5136000Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
47 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 47 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/19/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 6/20/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/9/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
2/21/2024Guilford, CT
B. RILEY WEALTH MANAGEMENTCurrent
7/22/2022Guilford, CT
NATIONAL SECURITIES CORPORATION
6/24/20167/22/2022Goshen, NY
INVESTORS CAPITAL CORP.
12/5/20087/11/2016New York, NY
EASTBROOK CAPITAL GROUP LLC
5/10/200612/5/2008New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at B. RILEY WEALTH ADVISORS, INC.

Showing 12 of 168 in the directory

View B. RILEY WEALTH ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marc Thomas Deangelo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Marc Thomas Deangelo - Financial Advisor in Guilford, CT | AdvisorFinder