Stephen Greeson Enochs
Investment Adviser Representative at CAPE Investment Advisory, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Stephen Greeson Enochs is an investment adviser representative with CAPE Investment Advisory, Inc. in Marietta, GA, where they have been registered since 2010. They have worked in the securities industry since 1993 and have been registered with 3 firms, including AURA Asset Management, Inc. and AURA Financial Services, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 9 states.
Registrations & licenses
- Investment adviser:
- Alabama, Arizona, California, Colorado, Florida, Georgia, New York, North Carolina, Texas
- Broker:
11 states and territories
California, Colorado, Florida, Georgia, Kentucky, Louisiana, Massachusetts, New Mexico, North Carolina, South Carolina, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CAPE Securities IncAug 2009 – no end date reportedMcdonough, GA
- CAPE Investment AdvisoryNov 2009 – no end date reportedMcdonough, GA
- American Global Wealth ManagementJan 2026 – no end date reportedMcDonough, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CAPE Investment Advisory, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm offers investments (including IRAs, brokerage accounts, annuities, and government securities), financial planning (including retirement plans, tax plans, 401(k)/403(b) planning, college plans, estate plans, and profit sharing plans), and insurance (disability income, life, and long-term-care insurance).
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 16
- Main office:
- Mcdonough, GA
- SEC file number:
- 801-71349
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 10, 2026
View full firm profileOther advisors at CAPE Investment Advisory, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Greeson Enochs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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