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Stephen K Mensah Jr

Investment Adviser Representative at HENNION & WALSH ASSET MANAGEMENT, INC.

Parsippany, NJCRD #6091391Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
31 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 31 states
AlabamaArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisIndianaLouisianaMarylandMassachusettsMichiganMinnesotaMississippiMissouriNevadaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTexasUtahVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/11/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 11/28/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/25/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Hennion & Walsh Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HENNION & WALSH ASSET MANAGEMENT, INC.Current
7/28/2016Parsippany, NJ
HENNION & WALSH, INC.Current
9/26/2012East Orange, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen K Mensah Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen K Mensah Jr - Financial Advisor in Parsippany, NJ | AdvisorFinder