Steven David Broihahn
Investment Adviser Representative at Avantax Planning Partners, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Steven David Broihahn is an investment adviser representative with Avantax Planning Partners, Inc. in Madison, WI, where they have been registered since 2018. They have worked in the securities industry since 2015 and have been registered with 5 firms, including Avantax Investment Services, Inc. and Proequities, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Wisconsin.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
10 states and territories
Arizona, Illinois, Iowa, Kentucky, Minnesota, New Mexico, North Carolina, South Carolina, Virginia, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Valmark Securities, Inc.Apr 2015 – Feb 2018Akron, OH
- Roto Sports, Inc.Jan 2017 – Jun 2018Madison, WI
- Kestra Financial, Inc.Feb 2018 – Mar 2018Madison, WI
- Avantax Planning Partners, IncApr 2018 – Sep 2026El Segundo, CA
- ProEquities, Inc.Feb 2019 – Sep 2020Waunakee, WI
- Avantax Investment Services, Inc.Sep 2020 – Sep 2025Waunakee, WI
- Avantax Insurance Agency and/or Avantax Insurance ServicesMar 2025 – Sep 2025Madison, WI
- EIAApr 2025 – no end date reportedMadison, WI
- Cetera Wealth Services, LLCSep 2025 – no end date reportedMadison, WI
- Cetera Planning PartnersSep 2026 – no end date reportedLeawood, KS
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Avantax Planning Partners, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- $0 to $1,000,0001.25%
- $1,000,001 to $2,000,0001.00%
- $2,000,001 to $5,000,0000.75%
- Over $5,000,0000.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Turnkey tax-focused financial planning and wealth management, including salaried Financial Planning Consultants, best-in-class financial plan development, client development support, firm relationship management, and assistance with paperwork, compliance, and marketing.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 258
- Offices listed on AdvisorFinder:
- 31
- Main office:
- Dubuque, IA
- SEC file number:
- 801-50939
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 18, 2026
View full firm profileOther advisors at Avantax Planning Partners, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven David Broihahn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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